What does Dogen mean? No monks were ever enlightened?

What was Dogen teaching us when he spoke about transmission?
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"The veteran monk Shugetsu, while he was assigned to the post of head monk on Tendo, showed to Dogen a certificate of succession of Unmon’s lineage… Mahakasyapa, Ananda, and so on, were aligned as if [they belonged to] separate lineages... Dogen asked... "Master, nowadays there are slight differences among the five sects in their alignment [of names]. What is the reason? If the succession from the Western Heavens has passed from rightful successor to rightful successor, how could there be differences?" Shugetsu said, "Even if the difference were great, we should just study that the buddhas of Unmon-zan mountain are like this. Why is Old Master Sakyamuni honored by others? He is an honored one because he realized the truth. Why is Great Master Unmon honored by others? He is an honored one because he realized the truth." Dogen, hearing these words, had a little [clearer] understanding."(Shobogenzo, Shisho, Nishijima & Cross)

In the same essay, Dogen tells us about an encounter with his own teacher:

"My late Master, the eternal Buddha, the great Master and Abbot of Tendo, preached the following: "The buddhas, without exception, have experienced the succession of the Dharma. That is to say, Sakyamuni Buddha received the Dharma from Kasyapa Buddha, Kasyapa Buddha received theDharma from Kanakamuni Buddha, and Kanakamuni Buddha received the Dharma from Krakucchanda Buddha. We should believe that the succession has passed like this from buddha to buddha until the present. This is the way of learning Buddhism." Then Dogen said, "It was after Kasyapa Buddha had entered nirvana (Died--i.e. he was a dead guy) that Sakyamuni Buddha first appeared in the world and realized the truth. Furthermore, how could the buddhas of the Kalpa of Wisdom receive the Dharma from the buddhas of the Kalpa of Resplendence (i.e. since they were dead, how could the transmission come from them)? What [do you think] of this principle?" My late Master said, "What you have just expressed is understanding [based on] listening to theories. It is the way of [bodhisattvas at] the ten sacred stages or the three clever stages. It is not the way [transmitted by] the Buddhist patriarchs from rightful successor to rightful successor. Our way, transmitted from buddha to buddha, is not like that. We have learned that Sakyamuni Buddha definitely received the Dharma from Kasyapa Buddha. We learn in practice that Kasyapa Buddha entered nirvana after Sakyamuni Buddha succeeded to the Dharma. If Sakyamuni Buddha did not receive the Dharma from Kasyapa Buddha, he might be the same as a naturalistic non-Buddhist. Who then could believe in Sakyamuni Buddha? Because the succession has passed like this from buddha to buddha, and has arrived at the present, the individual buddhas are all authentic successors, and they are neither arranged in a line nor gathered in a group. We just learn that the succession passes from buddha to buddha like this. It need not be related to the measurements of kalpas and the measurements of lifetimes mentioned in the teaching of the Agamas... We learn that Sakyamuni Buddha succeeded to the Dharma of Kasyapa Buddha, and we learn that Kasyapa Buddha succeeded to the Dharma of Sakyamuni Buddha. When we learn it like this, it is truly the succession of the Dharma of the buddhas and the patriarchs." Then Dogen not only accepted, for the first time, the existence of Buddhist patriarchs’ succession of the Dharma, but also got rid of an old nest."(Shobogenzo, Shisho, Nishijima & Cross)

What does Dogen mean about getting "rid of an old nest." Is he saying we maybe grant too much significance to the theory of transmission? Does he want us to realize there is something deeper, more significant to transmission?

Both Dogen and his teacher seem to be going out of their way to show us that transmission has nothing to do with being "arranged in a line nor gathered in a group." It seems he may be warning us not to get caught up in systems of thought. He admits that he did not believe in transmission himself until his teacher finally was able to get the point across. Only then did "Dogen accept for the first time the existence" of transmission. He seems to be telling us to forget all the external BS, and penetrate into the living heart, that is the experiential reality of authentic transmission.

In Dogen’s voluminous teachings on transmission, he clearly seems to think that it has very little to do with lineage charts or certificates. Dogen usually describes transmission as "Buddha to Buddha," or as "oneself to oneself."

Of course, in Zen those phrases mean the same thing.

Dogen speaks of transmission as transmission of wisdom (prajna) by wisdom, to wisdom.

Remember Dogen’s explanation of transmission in the story of Hui-neng?

First, Dogen reminds us that Hui-neng, was never exposed to the "teachings" yet he was "suddenly enlightened" when he heard someone reciting the Diamond Sutra.

Dogen then says:"This is just the truth of those who have wisdom, if they hear [the Dharma], they are able to believe and understand at once. This wisdom is neither learned from other people nor established by oneself: wisdom is able to transmit wisdom, and wisdom directly searches out wisdom ... It is beyond coming and beyond entering: it is like the spirit of spring meeting springtime, for example. Wisdom is beyond intention and wisdom is beyond no intention. Wisdom is beyond consciousness and wisdom is beyond unconsciousness. How much less could it be related to the great and the small? How much less could it be discussed in terms of delusion and realization? The point is that although [the Sixth Patriarch] does not even know what the Buddha Dharma is, never having heard it before and so neither longing for it nor aspiring to it, when he hears the Dharma, he makes light of his debt of gratitude and forgets his own body and; such things happen because the body-and-mind of those who have wisdom is already not their own.This is the state called able to believe and understand at once... [people] are like a stone enveloping a jewel, the jewel not knowing that it is enveloped by a stone, and the stone not knowing that it is enveloping a jewel. [When] a human being recognizes this [jewel], a human being seizes it. This is neither something that the jewel is expecting nor something that the stone is awaiting: it does not require knowledge from the stone and it is beyond thinking by the jewel. In other words, a human being and wisdom do not know each other, but it seems that the truth is unfailingly discerned by wisdom."(Shobogenzo, Inmo, Nishijima & Cross)

What else could Dogen mean by, "wisdom is able to transmit wisdom, and wisdom directly searches out wisdom."?

This is one of Dogen's best descriptions of transmission. He breaks it down, showing that wisdom (prajna) is Buddha-Dharma (Buddhist truth). Hence, wisdom transmits wisdom and is received by wisdom. Transmission implies, a "transmitter" and a "receiver." So, Buddha to Buddha (or oneself to oneself) means that Buddha is both transmitter and receiver. Just as Hui-neng "received" the wisdom "transmitted" by wisdom (the Diamond Sutra).

That is the "ever-present nature of air" and "the action of fanning." That is Zen practice and enlightenment.

When the Zen practitioner opens him or herself to the wisdom transmitted by the wisdom (of Buddhas (yes, even dead ones), Zen masters, texts, koans, birdsong, raindrops, walls, stones, etc.), that practitioners own innate wisdom is actualized.

Like Dogen’s "jewel inside the rock." The jewel (wisdom) has been in the rock (human beings) from the start. As soon as the "rock" realizes this, the "jewel" is already transmitted. In his own words, "[When] a human being recognizes this [jewel], a human being seizes it." That is to say, transmission is the actualization of (inherent) wisdom.

We are drawn along the path of Zen by that wisdom within us, which is seeking actualization through practice and enlightenment. When we become intimate with the message of a sutra, or Zen sermon, wisdom is realized, that is, transmission occurs.

It is not that something "comes out" of a scripture or sermon and "goes into" people. The scripture or sermon activate what is already inherent. We can’t "learn" it or "understand" it, as Dogen said, "a human being and wisdom do not know each other, but it seems that the truth is unfailingly discerned by wisdom."

Isn’t this the meaning of Dogen’s teaching about "Buddhas alone, together with Buddhas?"

His writings are full of references about "only Buddhas realize Buddha." For example:

"The Buddha-Dharma cannot be known by people. For this reason, since ancient times, no common man has realized the Buddha-Dharma and no-one in the two vehicles (hinayana, and mahayana -to which Zen belongs) has mastered the Buddha-Dharma. Because it is realized only by buddhas, we say that buddhas alone, together with buddhas, are directly able perfectly to realize it."(Shobogenzo, Yui-Butsu-Yo-Butsu, Nishijima & Cross)

Pretty powerful statement. If no-one in the two-vehicles (which includes Zen monastics) has received the Buddha-Dharma... Well, it seems pretty clear that the "exoteric" theory concerning transmission from teacher to disciple is not what Dogen sees as the essence of transmission.

Correct me if you see another explanation here, but the way I understand Dogen's teaching on transmission is: the Buddha-Dharma (wisdom) is transmitted by Buddha (wisdom) and can only be realized by inherent Buddha-nature (wisdom).

If so, when Dogen says, "not a single lay person has ever realized enlightenment," we can understand that neither lay people nor monastics have realized enlightenment, for "it is realized only by Buddhas."

Of course it is easy to say that I don't know what I am talking about. Or tell me that I am way off the track-- and I expect that. But, what I would really like to say is, rather than telling me how wrong I am, please, share your own view and how you came to it.

Thank you all. Comments are most welcome!

Ted Biringer

Bowing

When we bow to open up the ego to the whole universe we are ordinary students practicing Zen. When the universe expresses itself through the body as a bow, that is the awakened perspective.

- Shunryu Suzuki

Most of us, most of the time, go around with our heads full of thoughts and intentions, desires and plans, which take us away from the reality of the present. Even when we're walking to the Zen dojo we might be thinking about bills we have to pay or about a conversation we might have when we get there. The forms of behaviour that we practice in the dojo are designed to bring our awareness to reality and the present moment and to abandon our egotistical 'picking and choosing'. When we step into the dojo we don't do it according to our personal preference, nor even according to the authority of someone else, but according to the prescribed form of our tradition and we do it with awareness. We step over the threshold with the left foot, then bring the right foot over to meet it. Then we put our hands together and bow to the Buddha and our dharma ancestors on the altar. When we've reached our place, we bow to the seat and the wall we will face, then we turn around and bow to the seat opposite.

To a Westerner unfamiliar with Zen or Zen arts, these actions can seem very strange. We no longer have a culture where we bow to one another in greeting or to show respect. Western missionaries travelling to Asia described Buddhists as statue worshippers or idolaters. Even a three year old child knows that a statue is not a sentient being, yet Buddhists bow to them. Many others think that Buddhists are worshipping a god or supernatural being called 'Buddha' who is represented by the statue. Most Western cultures place a lot of value on the primacy of the individual - we do not like to bow to anyone or anything. This might be part of the reason that so many westerners are drawn to the iconoclastic or apparently nihilistic stories which come from Zen. Yet Zen is not nihilistic and only rarely iconoclastic. Philip Kapleau tells the story of two Americans who travel to a Japanese Zen monastery in the 1950s and are dismayed to see monks bowing to the altar and ask, "The old Chinese Zen masters burned or spit on Buddha statues, why do you bow down before them?" The roshi replies. "If you want to spit you spit, I prefer to bow."

Who are we bowing to when we enter the dojo? We are showing respect to our teacher - just as we show respect to our living teachers and to representations of our dharma ancestors, we express respect to the teacher of teachers - the historical Buddha, Gautama Siddhartha. It is unimportant that Gauthama Siddhartha is dead and and that it is only a statue made of metal or wood that we are bowing to - what is important is our expression of appreciation. Really we are expressing appreciation to the principle that the statue represents - awakening to reality just as it is. We are bowing to our own inner nature - which is not our ego or our thoughts but the reality that gives rise to those phenomena. We are bowing to Buddha nature, our own innermost heart and mind. We are bowing before reality just as it is.

When we bow to the zafu and the wall we are bowing inwards to our own heart, our own Buddha Nature, the true reality of our being rather than our narrow sense of personal identity. When we bow to the person opposite us, we are expressing appreciation for the Buddhist community we are practicing with and for the world beyond it - we are bowing to one another's Buddha Nature.

The deepest bow that we do in Zen involves prostrating ourselves repeatedly with our foreheads on the floor. Bowing is an expression of humility, but not humiliation - a wounded, or threatened ego can be even stronger than an ego which feels strong. We are abandoning the identification with the narrow sense of self, the duality of self and other in order to open up to the rest of the universe. Ideally the act of bowing should be an act conducted without effort of will and without conscious purpose - so that it is not our personal self that bows, rather it is an act without an actor.

By bowing we are giving up ourselves. To give up ourselves means to give up our dualistic ideas...But when you bow to Buddha you should have no idea of Buddha, you just become one with Buddha, you are already Buddha himself. When you become one with Buddha, one with everything that exists, you find the true meaning of everything that exists, you find the true meaning of being. When you forget all your dualistic ideas, everything becomes your teacher, and everything can be the object of worship.

- Shunryu Suzuki

If we perform an action with our whole consciousness and we do it peacefully without recoiling from it or clinging to it or longing for something else, even if only for a brief moment, then we can experience an inner silence in which there is no judgement, or desire or abstraction to divide reality into 'self' and 'other'. At that time we lose the illusion that we are distinct and separate from the universe. Life becomes whole.

As long as there is true bowing, the Buddha Way will not deteriorate.

- Dogen

ordinary extraordinary: Bowing